| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | 提供信贷评级服务 | 2012-11-16 | - |
| AllianceBernstein Hong Kong Limited | Rep | 就证券提供意见 | 2009-04-30 | 2012-02-16 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-11 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-11 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2008-09-26 | |
| Rep | 证券交易 | 2003-04-01 | 2008-09-26 |