| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-10-24 | 2013-02-09 |
| Rep | 证券交易 | 2011-10-24 | 2013-02-09 | |
| AllianceBernstein Hong Kong Limited | Rep | 就证券提供意见 | 2010-04-13 | 2011-10-24 |
| Rep | 证券交易 | 2010-04-13 | 2011-10-24 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2008-08-18 | 2010-03-18 |
| Rep | 证券交易 | 2008-08-18 | 2010-03-18 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2008-08-18 | 2010-03-18 |