| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hong Kong Securities (International) Company Limited | Rep | 证券交易 | 2010-11-05 | 2011-06-30 |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就证券提供意见 | 2010-10-18 | - |
| Rep | 证券交易 | 2010-10-18 | - | |
| HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED | RO | 就证券提供意见 | 2005-02-03 | 2010-04-30 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-14 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-03 |