| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ASSET MANAGEMENT GROUP LIMITED | Rep | 证券交易 | 2010-11-19 | 2011-10-04 |
| Rep | 就证券提供意见 | 2009-08-24 | 2011-10-04 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-04-06 | 2009-08-12 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2009-03-16 | 2009-08-12 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2009-02-13 | 2009-08-12 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2007-09-21 | 2008-10-27 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2005-12-02 | 2007-09-01 |