| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VICTORY SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2012-03-16 | - |
| Rep | 证券交易 | 2012-03-16 | - | |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 证券交易 | 2010-12-06 | 2012-01-18 |
| Rep | 就证券提供意见 | 2009-06-30 | 2012-01-18 | |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-01-28 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-01-28 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2006-07-01 |
已采集记录中暂无金管局登记。