| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oreana Financial Services Limited | Rep | 就证券提供意见 | 2017-05-25 | - |
| Rep | 提供资产管理 | 2017-05-25 | - | |
| Rep | 证券交易 | 2017-05-25 | - | |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就证券提供意见 | 2011-02-08 | 2017-03-20 |
| Rep | 证券交易 | 2011-02-08 | 2017-03-20 | |
| IPP Financial Advisers Limited | Rep | 就证券提供意见 | 2008-01-11 | 2011-01-28 |
| Rep | 证券交易 | 2008-01-11 | 2011-01-28 | |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2003-04-01 | 2003-10-08 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-08 |