| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 证券交易 | 2016-11-10 | 2017-07-28 |
| GEO Securities Limited | Rep | 就证券提供意见 | 2014-08-27 | 2016-05-20 |
| Rep | 证券交易 | 2014-08-27 | 2016-05-20 | |
| oOo Securities (HK) Group Limited | Rep | 提供资产管理 | 2012-06-11 | 2014-05-28 |
| Rep | 证券交易 | 2012-06-11 | 2014-05-28 | |
| Rep | 就证券提供意见 | 2008-06-19 | 2014-05-28 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2006-08-15 | 2008-02-01 |