| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GEO Securities Limited | Rep | 就证券提供意见 | 2014-07-24 | 2015-08-18 |
| Rep | 证券交易 | 2014-07-24 | 2015-08-18 | |
| oOo Securities (HK) Group Limited | Rep | 提供资产管理 | 2012-09-12 | 2014-05-29 |
| Rep | 证券交易 | 2012-09-12 | 2014-05-29 | |
| Rep | 就证券提供意见 | 2009-02-19 | 2014-05-29 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-02-23 | 2008-01-24 |