| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就期货合约提供意见 | 2012-04-10 | 2014-10-31 |
| Rep | 就证券提供意见 | 2012-04-10 | 2017-05-23 | |
| Rep | 提供资产管理 | 2012-04-10 | 2017-05-23 | |
| AD Capital Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2010-01-05 | 2012-01-27 |
| Rep | 就证券提供意见 | 2010-01-05 | 2012-01-27 |