| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHARLES-LIM CAPITAL LIMITED | Rep | 提供资产管理 | 2013-01-14 | 2015-07-03 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2012-06-11 | 2012-08-25 |
| AD Capital Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2010-08-05 | 2012-01-31 |
| Rep | 就证券提供意见 | 2010-08-05 | 2012-01-31 |