| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ASIA PACIFIC INVESTMENT ADVISORS LIMITED | RO | 就证券提供意见 | 2008-10-15 | 2009-04-15 |
| RO | 提供资产管理 | 2008-10-15 | 2011-11-30 | |
| Rep | 提供资产管理 | 2008-09-17 | 2008-10-15 | |
| WEALTH MANAGEMENT GROUP LIMITED | RO | 提供资产管理 | 2008-01-04 | 2008-06-26 |
| Rep | 提供资产管理 | 2007-08-06 | 2008-01-04 | |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2005-10-21 | 2006-08-01 |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2004-11-04 | 2005-07-05 |
| Rep | 证券交易 | 2004-11-04 | 2005-07-05 | |
| UKFP (Asia) HK Limited | Rep | 就机构融资提供意见 | - | 2004-09-28 |
| Rep | 就证券提供意见 | - | 2004-09-28 | |
| Rep | 提供资产管理 | - | 2004-09-28 | |
| Rep | 证券交易 | - | 2004-09-28 |