| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2020-11-20 | - |
| Rep | 提供资产管理 | 2020-11-20 | - | |
| FIRST SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2020-11-20 | - |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 证券交易 | 2019-05-02 | - |
| FIRST SECURITIES (HK) LIMITED | Rep | 证券交易 | 2019-04-01 | - |
| KuCoin Commodity Futures Limited | Rep | 期货合约交易 | 2008-03-17 | 2011-12-31 |
| KuCoin HK Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-05 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-05 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-05 | |
| Rep | 证券交易 | 2003-04-01 | 2011-12-31 |