| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2026-10-02 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2026-10-02 | - |
| China Sunrise Securities (International) Limited | RO | 证券交易 | 2024-09-25 | 2026-08-26 |
| China Sunrise Capital Limited | RO | 就机构融资提供意见 | 2024-01-31 | 2026-08-26 |
| Rep | 就机构融资提供意见 | 2024-01-02 | 2024-01-31 | |
| Rep | 证券交易 | 2024-01-02 | 2025-02-28 | |
| Fosun International Capital Limited | Rep | 就证券提供意见 | 2022-11-25 | 2023-10-26 |
| Rep | 证券交易 | 2022-11-25 | 2023-10-26 | |
| RO | 就机构融资提供意见 | 2022-04-20 | 2023-10-26 | |
| Fosun International Securities Limited | RO | 就机构融资提供意见 | 2021-03-30 | 2023-10-26 |
| Rep | 就机构融资提供意见 | 2021-03-08 | 2021-03-30 | |
| Lego Corporate Finance Limited | RO | 就机构融资提供意见 | 2016-01-13 | 2021-03-04 |
| QUAM CAPITAL LIMITED | RO | 就机构融资提供意见 | 2015-09-17 | 2015-12-31 |
| Rep | 就机构融资提供意见 | 2014-10-27 | 2015-09-17 | |
| Neutral Financial Holding Company Limited | Rep | 证券交易 | 2009-12-21 | 2011-10-28 |
| Rep | 就机构融资提供意见 | 2009-10-28 | 2011-10-28 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2007-09-17 | 2009-10-03 |
| ORIENTAL PATRON ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-06-18 | 2007-08-31 |
| Rep | 就机构融资提供意见 | 2006-09-25 | 2007-04-30 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2005-09-13 | 2006-08-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-09-13 | 2006-08-10 |
金管局记录暂时无法加载，请稍后重试。