| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC International Capital Limited | Rep | 就机构融资提供意见 | 2026-09-21 | - |
| Rep | 证券交易 | 2026-09-21 | - | |
| China Sunrise Capital Limited | RO | 就机构融资提供意见 | 2025-10-23 | 2026-08-31 |
| AUSTRAX CAPITAL LIMITED | RO | 就机构融资提供意见 | 2016-08-10 | 2025-10-06 |
| Rep | 就机构融资提供意见 | 2015-08-10 | 2016-08-10 | |
| Rep | 证券交易 | 2015-08-10 | 2025-10-06 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就机构融资提供意见 | 2015-02-12 | 2015-07-31 |
| Rep | 证券交易 | 2015-02-12 | 2015-07-31 | |
| Neutral Financial Holding Company Limited | Rep | 就机构融资提供意见 | 2010-12-20 | 2015-01-23 |
| Rep | 证券交易 | 2010-12-20 | 2015-01-23 |