| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Keptain Securities and Asset Management Limited | Rep | 提供资产管理 | 2016-03-09 | 2017-07-01 |
| Rep | 证券交易 | 2016-03-09 | 2017-07-01 | |
| Astrum Capital Management Limited (HK) | Rep | 提供资产管理 | 2008-11-12 | 2012-10-31 |
| Rep | 期货合约交易 | 2008-11-12 | 2012-10-31 | |
| Rep | 证券交易 | 2008-11-12 | 2012-10-31 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2006-12-01 | 2007-10-16 |