| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited | RO | 就证券提供意见 | 2016-03-02 | 2019-10-08 |
| Rep | 就证券提供意见 | 2016-02-18 | 2016-03-02 | |
| Rep | 证券交易 | 2016-02-18 | 2019-10-08 | |
| ASSET MANAGEMENT GROUP LIMITED | RO | 就证券提供意见 | 2015-09-17 | 2015-10-30 |
| Rep | 证券交易 | 2015-09-17 | 2015-10-30 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | 就证券提供意见 | 2008-04-23 | 2012-07-01 |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2003-05-30 | 2006-01-11 |