| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BCT Financial Limited | RO | 就证券提供意见 | 2022-06-16 | - |
| RO | 证券交易 | 2016-06-29 | - | |
| Rep | 证券交易 | 2015-09-14 | 2016-06-29 | |
| Rep | 就证券提供意见 | 2015-09-14 | 2022-06-16 | |
| AXA Financial Planning (Hong Kong) Limited | RO | 就证券提供意见 | 2009-07-10 | 2012-01-31 |
| RO | 证券交易 | 2009-07-10 | 2012-01-31 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | 就证券提供意见 | 2008-07-23 | 2012-09-24 |
| RO | 证券交易 | 2008-07-23 | 2015-03-31 | |
| Rep | 就证券提供意见 | 2006-05-19 | 2008-07-23 | |
| Rep | 证券交易 | 2006-05-19 | 2008-07-23 |
已采集记录中暂无金管局登记。