| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | Rep | 证券交易 | 2013-10-03 | 2014-11-24 |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 证券交易 | 2010-10-06 | 2013-03-31 |
| Rep | 证券交易 | 2010-03-10 | 2010-10-06 | |
| CLSA LIMITED | Rep | 证券交易 | 2005-06-06 | 2009-05-08 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-08 |
| Rep | 提供资产管理 | - | 2004-01-08 | |
| Rep | 就证券提供意见 | - | 2004-04-16 | |
| Rep | 证券交易 | - | 2005-05-26 |