| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就机构融资提供意见 | 2008-07-11 | 2014-05-08 |
| RO | 证券交易 | 2008-07-11 | 2014-05-08 | |
| RBS Asia Corporate Finance Limited | RO | 就机构融资提供意见 | 2007-11-07 | 2008-05-22 |
| RO | 证券交易 | 2007-11-07 | 2008-05-22 | |
| Rep | 就证券提供意见 | - | 2005-01-24 | |
| Rep | 提供资产管理 | - | 2005-01-24 | |
| Rep | 就机构融资提供意见 | - | 2007-11-07 | |
| Rep | 证券交易 | - | 2007-11-07 |