| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就证券提供意见 | 2010-11-17 | 2016-04-21 |
| Rep | 就证券提供意见 | 2010-08-30 | 2010-11-17 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-03-05 | 2010-05-25 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | - | 2003-10-15 |
| Rep | 提供资产管理 | - | 2003-10-15 | |
| Rep | 提供自动化交易服务 | - | 2003-10-15 | |
| Rep | 证券交易 | - | 2003-10-15 | |
| Rep | 就证券提供意见 | - | 2008-02-14 |