| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2017-10-20 | 2019-05-31 |
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2016-06-16 | 2017-08-24 |
| Rep | 证券交易 | 2016-06-16 | 2017-08-24 | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2016-05-16 | 2017-08-24 |
| Rep | 证券交易 | 2016-05-16 | 2017-08-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-09-28 | 2016-01-21 |
| Rep | 证券交易 | 2010-09-28 | 2016-01-21 |