| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2009-06-08 | 2013-07-19 |
| Rep | 证券交易 | 2009-06-08 | 2013-07-19 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-11-04 | 2009-03-06 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2008-11-04 | 2009-03-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2008-10-09 | 2009-03-06 |
| Rep | 就证券提供意见 | 2008-10-09 | 2009-03-06 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2008-10-09 | 2009-03-06 |
| Rep | 就证券提供意见 | 2008-10-09 | 2009-03-06 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-02-07 | 2008-09-29 |
| Rep | 就证券提供意见 | 2005-02-07 | 2008-09-29 |