| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2010-06-07 | 2013-03-13 |
| Rep | 证券交易 | 2009-08-03 | 2013-03-13 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2008-09-22 | 2009-07-25 |
| BEAR STEARNS ASIA LIMITED | Rep | 期货合约交易 | 2006-11-27 | 2008-06-01 |
| Rep | 证券交易 | 2006-10-24 | 2008-06-01 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2005-11-25 | 2006-10-18 |