| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2010-06-11 | 2016-12-16 |
| Rep | 证券交易 | 2010-06-11 | 2016-12-16 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2009-07-15 | 2010-04-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2009-07-15 | 2010-04-22 |
| Rep | 证券交易 | 2009-07-15 | 2010-04-22 |