| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2018-09-26 | 2024-05-31 |
| Rep | 证券交易 | 2018-09-26 | 2024-05-31 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2013-12-17 | 2018-06-15 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-06-18 | 2013-01-24 |
| Rep | 证券交易 | 2008-06-18 | 2013-01-24 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2006-09-12 | 2008-05-13 |
| Rep | 证券交易 | 2006-09-12 | 2008-05-13 |