| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BLUE POOL CAPITAL LIMITED | Rep | 提供资产管理 | 2023-06-16 | - |
| PV Capital (HK) Limited | Rep | 提供资产管理 | 2021-01-11 | 2023-06-15 |
| Ariose Capital Management Limited | RO | 提供资产管理 | 2014-04-25 | 2020-10-06 |
| Rep | 提供资产管理 | 2014-02-11 | 2014-04-25 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2013-09-27 | 2013-12-27 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2013-05-06 | 2013-06-14 |
| Rep | 证券交易 | 2013-05-06 | 2013-06-14 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2013-05-06 | 2013-06-14 |
| Rep | 证券交易 | 2013-05-06 | 2013-06-14 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2010-09-06 | 2013-01-28 |