Fletcher, Luke (SFC:AIL062)

证监会中央编号:AIL062

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BARCLAYS CAPITAL ASIA LIMITED	Rep	期货合约交易	2011-08-30	2013-01-24
	Rep	证券交易	2011-08-30	2013-01-24
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	2010-06-14	2011-06-01
	Rep	就证券提供意见	2010-06-14	2011-06-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-02	2010-05-14
Nomura Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2008-12-08	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2008-10-10	2010-05-14
	Rep	证券交易	2008-10-10	2011-06-01
LEHMAN BROTHERS ASIA LIMITED	Rep	期货合约交易	2007-05-25	2008-09-29
	Rep	证券交易	2007-05-25	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	期货合约交易	2007-05-25	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	证券交易	2007-05-25	2008-09-29
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2006-03-07	2007-04-25
	Rep	证券交易	2006-03-07	2007-04-25
LEHMAN BROTHERS ASIA LIMITED	Rep	期货合约交易	2004-09-13	2006-02-07
	Rep	证券交易	2004-09-13	2006-02-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2003-10-16	2004-08-17
Citigroup Global Markets Asia Limited	Rep	证券交易	2003-08-05	2004-08-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2003-08-05	2004-08-17
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	-	2003-04-08
	Rep	就证券提供意见	-	2003-04-08
	Rep	提供资产管理	-	2003-04-08
	Rep	提供自动化交易服务	-	2003-04-08
	Rep	证券交易	-	2003-04-08

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BARCLAYS CAPITAL ASIA LIMITED	Rep	期货合约交易	2011-08-30	2013-01-24
	Rep	证券交易	2011-08-30	2013-01-24
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	2010-06-14	2011-06-01
	Rep	就证券提供意见	2010-06-14	2011-06-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-02	2010-05-14
Nomura Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2008-12-08	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2008-10-10	2010-05-14
	Rep	证券交易	2008-10-10	2011-06-01
LEHMAN BROTHERS ASIA LIMITED	Rep	期货合约交易	2007-05-25	2008-09-29
	Rep	证券交易	2007-05-25	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	期货合约交易	2007-05-25	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	证券交易	2007-05-25	2008-09-29
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2006-03-07	2007-04-25
	Rep	证券交易	2006-03-07	2007-04-25
LEHMAN BROTHERS ASIA LIMITED	Rep	期货合约交易	2004-09-13	2006-02-07
	Rep	证券交易	2004-09-13	2006-02-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2003-10-16	2004-08-17
Citigroup Global Markets Asia Limited	Rep	证券交易	2003-08-05	2004-08-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2003-08-05	2004-08-17
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	-	2003-04-08
	Rep	就证券提供意见	-	2003-04-08
	Rep	提供资产管理	-	2003-04-08
	Rep	提供自动化交易服务	-	2003-04-08
	Rep	证券交易	-	2003-04-08