| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | RO | 证券交易 | 2024-03-28 | - |
| SG SECURITIES (HK) LIMITED | RO | 证券交易 | 2020-07-22 | - |
| Rep | 期货合约交易 | 2020-05-08 | - | |
| Rep | 证券交易 | 2020-04-24 | 2020-07-22 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 证券交易 | 2016-01-28 | 2019-11-21 |
| Rep | 证券交易 | 2015-08-28 | 2016-01-28 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2010-07-15 | 2015-05-21 |
| Rep | 证券交易 | 2010-07-15 | 2015-05-21 |