| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ovata Capital Management Limited | Rep | 提供资产管理 | 2023-05-05 | 2026-04-16 |
| SG SECURITIES (HK) LIMITED | RO | 提供自动化交易服务 | 2019-12-16 | 2020-05-14 |
| RO | 期货合约交易 | 2019-12-16 | 2022-10-07 | |
| RO | 证券交易 | 2019-12-16 | 2022-10-07 | |
| Rep | 提供自动化交易服务 | 2014-11-26 | 2019-12-16 | |
| Rep | 期货合约交易 | 2014-11-26 | 2019-12-16 | |
| Rep | 证券交易 | 2014-11-26 | 2019-12-16 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2011-07-15 | 2012-09-07 |
| Rep | 证券交易 | 2011-07-15 | 2012-09-07 |