| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2019-05-10 | - |
| Rep | 就证券提供意见 | 2019-05-10 | - | |
| Rep | 证券交易 | 2019-05-10 | - | |
| Calibration Partners (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2016-06-01 | 2017-02-17 |
| Rep | 就证券提供意见 | 2016-06-01 | 2017-02-17 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-06-20 | 2016-01-21 |
| Rep | 证券交易 | 2008-06-20 | 2016-01-21 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-01-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-01-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-01-14 | |
| Rep | 证券交易 | 2003-04-01 | 2005-01-14 |