| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | RO | 就证券提供意见 | 2021-01-21 | - |
| RO | 证券交易 | 2021-01-21 | - | |
| Rep | 期货合约交易 | 2017-10-20 | - | |
| Rep | 证券交易 | 2017-10-20 | 2021-01-21 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2015-12-01 | 2017-09-15 |
| Rep | 证券交易 | 2009-02-19 | 2017-09-15 |