| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2016-03-03 | 2017-01-26 |
| Rep | 证券交易 | 2016-03-03 | 2017-01-26 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | 2009-10-29 | 2012-03-22 |
| Rep | 证券交易 | 2009-10-29 | 2012-03-22 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-07-07 | 2008-12-04 |
| Rep | 证券交易 | 2006-07-07 | 2008-12-04 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2006-07-07 | 2008-12-04 |
| Rep | 期货合约交易 | 2006-07-07 | 2008-12-04 |