| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2010-01-11 | 2013-01-24 |
| Rep | 就机构融资提供意见 | 2009-12-21 | 2013-01-24 | |
| Rep | 就证券提供意见 | 2009-12-21 | 2013-01-24 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-10-10 | 2009-11-14 |
| Rep | 就证券提供意见 | 2008-10-10 | 2009-11-14 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-04-30 | 2008-09-29 |
| Rep | 就证券提供意见 | 2008-04-30 | 2008-09-29 |