| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI RESEARCH LIMITED | Rep | 就证券提供意见 | 2015-01-09 | 2018-03-02 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | 2011-08-11 | 2014-06-06 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-10-10 | 2011-06-10 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2007-05-04 | 2008-09-29 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2004-09-02 | 2007-04-15 |