| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2014-07-25 | 2016-06-23 |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2013-04-12 | 2014-05-26 |
| Rep | 证券交易 | 2013-04-12 | 2014-05-26 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2011-09-16 | 2013-01-24 |
| Rep | 证券交易 | 2011-09-16 | 2013-01-24 |