| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2008-12-18 | 2013-01-24 |
| Rep | 就机构融资提供意见 | 2008-12-15 | 2013-01-24 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-10-10 | 2008-11-06 |
| Rep | 就证券提供意见 | 2008-10-10 | 2008-11-06 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-06-19 | 2008-09-29 |
| Rep | 就证券提供意见 | 2008-06-19 | 2008-09-29 | |
| Rep | 就机构融资提供意见 | 2007-05-29 | 2008-01-18 | |
| Rep | 就证券提供意见 | 2007-05-29 | 2008-01-18 |