| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2020-08-31 | 2022-04-19 |
| RO | 就证券提供意见 | 2020-08-31 | 2022-04-19 | |
| RO | 期货合约交易 | 2020-08-31 | 2022-04-19 | |
| RO | 证券交易 | 2020-08-31 | 2022-04-19 | |
| Rep | 就期货合约提供意见 | 2015-04-01 | 2020-08-31 | |
| Rep | 就证券提供意见 | 2015-04-01 | 2020-08-31 | |
| Rep | 期货合约交易 | 2015-04-01 | 2020-08-31 | |
| Rep | 证券交易 | 2015-04-01 | 2020-08-31 | |
| Rep | 就期货合约提供意见 | 2012-08-01 | 2013-08-05 | |
| Rep | 就证券提供意见 | 2012-08-01 | 2013-08-05 | |
| Rep | 期货合约交易 | 2012-08-01 | 2013-08-05 | |
| Rep | 证券交易 | 2012-08-01 | 2013-08-05 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2010-09-16 | 2012-05-30 |
| Rep | 证券交易 | 2010-09-16 | 2012-05-30 |