| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2016-04-26 | 2022-06-07 |
| Rep | 证券交易 | 2016-04-26 | 2022-06-07 | |
| Rep | 期货合约交易 | 2010-12-20 | 2016-01-21 | |
| Rep | 证券交易 | 2010-12-20 | 2016-01-21 | |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2010-05-12 | 2010-11-10 |
| CLSA LIMITED | Rep | 证券交易 | 2009-10-21 | 2010-11-10 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2008-06-23 | 2009-07-06 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2008-06-23 | 2009-07-06 |
| Rep | 证券交易 | 2008-06-23 | 2009-07-06 |