| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TS Lombard (Asia) Limited | RO | 就证券提供意见 | 2020-01-24 | 2021-03-31 |
| BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | Rep | 就证券提供意见 | 2017-05-29 | 2019-12-31 |
| Aletheia Analyst Network Limited | Rep | 就证券提供意见 | 2015-08-05 | 2017-05-18 |
| CGS International Securities Hong Kong Limited | Rep | 就证券提供意见 | 2013-04-29 | 2015-02-26 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | 2010-08-25 | 2013-01-24 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2009-11-05 | 2010-05-21 |
| ICAP Equities Asia Limited | Rep | 就证券提供意见 | 2009-04-29 | 2009-08-24 |