| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2026-11-10 | - |
| Rep | 证券交易 | 2026-11-10 | - | |
| CITIC Securities International Global Markets Limited | RO | 证券交易 | 2025-06-09 | 2026-09-18 |
| CLSA LIMITED | RO | 证券交易 | 2025-06-09 | 2026-09-18 |
| Rep | 证券交易 | 2022-11-29 | 2025-06-09 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2020-11-09 | 2022-11-14 |
| RO | 期货合约交易 | 2020-02-04 | 2020-11-09 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 证券交易 | 2020-02-04 | 2022-11-14 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2019-11-12 | 2020-02-04 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2019-11-12 | 2020-02-04 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-09-12 | 2019-04-04 |
| Rep | 证券交易 | 2016-09-12 | 2019-04-04 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2010-05-11 | 2016-01-21 |
| Rep | 证券交易 | 2007-03-13 | 2016-01-21 |
已采集记录中暂无金管局登记。