| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2010-10-08 | - |
| Rep | 证券交易 | 2010-10-08 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2007-01-24 | 2010-05-08 |
| Rep | 期货合约交易 | 2007-01-24 | 2010-05-08 | |
| Rep | 证券交易 | 2007-01-24 | 2010-05-08 | |
| Newedge Broker Hong Kong Limited | Rep | 提供自动化交易服务 | 2003-04-25 | 2003-06-16 |
| Rep | 期货合约交易 | 2003-04-25 | 2003-06-16 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-04-25 | 2003-06-16 |
| Rep | 证券交易 | 2003-04-25 | 2003-06-16 |