| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2014-03-06 | 2014-12-11 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2011-05-30 | 2012-10-22 |
| Rep | 证券交易 | 2011-05-30 | 2012-10-22 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2006-08-29 | 2008-09-02 |
| Rep | 证券交易 | 2006-08-29 | 2008-09-02 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2005-02-03 | 2006-03-17 |
| Rep | 就证券提供意见 | 2005-02-03 | 2006-03-17 | |
| Rep | 证券交易 | 2005-02-03 | 2006-03-17 |