| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2013-04-08 | 2016-05-03 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2013-04-08 | 2016-05-03 |
| Rep | 证券交易 | 2013-04-08 | 2016-05-03 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2011-01-17 | 2013-01-24 |
| Rep | 证券交易 | 2011-01-17 | 2013-01-24 |