| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SEYON ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2016-08-15 | 2019-06-28 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-03-13 | 2015-01-21 |
| Rep | 证券交易 | 2014-03-13 | 2015-01-21 | |
| EICHER CAPITAL MANAGEMENT LIMITED | RO | 提供资产管理 | 2013-10-28 | 2014-02-26 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2009-05-22 | 2013-01-24 |
| Rep | 证券交易 | 2009-05-22 | 2013-01-24 | |
| Cheyne Capital Management (HK) Limited | Rep | 提供资产管理 | 2006-12-22 | 2008-11-01 |