| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-07-13 | 2015-07-29 |
| Rep | 证券交易 | 2010-07-13 | 2015-07-29 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就机构融资提供意见 | 2008-11-24 | 2010-04-01 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-10-11 | 2008-09-29 |
| Rep | 就证券提供意见 | 2007-10-11 | 2008-09-29 |