| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2017-03-27 | - |
| Rep | 期货合约交易 | 2017-03-27 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2015-07-07 | 2015-09-25 |
| Rep | 证券交易 | 2015-07-07 | 2015-09-25 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2015-07-07 | 2015-09-25 |
| Rep | 证券交易 | 2015-07-07 | 2015-09-25 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2011-08-15 | 2015-04-17 |
| Rep | 证券交易 | 2011-08-15 | 2015-04-17 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-07-31 | 2011-05-14 |
| DEMETER ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2005-11-09 | 2007-07-13 |
| 注册机构 | 受规管活动 | 金管局角色 | 职位 | 开始日期 | 结束日期 | 状态 |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | 证券交易 | 非主管人员 | EQUITIES | 2017-03-27 | — | 现任 |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | 就证券提供意见 | 非主管人员 | EQUITIES | 2017-03-27 | — | 现任 |
| BARCLAYS BANK PLC | 证券交易 | 非主管人员 | — | 2011-08-30 | 2015-04-17 | 非现任 |