Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒
证监会中央编号:AIC797
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 证券交易 | 2025-05-19 | - |
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2023-03-31 | - |
| Rep | 提供资产管理 | 2023-03-31 | - | |
| Rep | 证券交易 | 2023-03-31 | - | |
| Crosby Securities Limited | Rep | 就证券提供意见 | 2022-10-31 | 2022-12-31 |
| Rep | 提供资产管理 | 2022-10-31 | 2022-12-31 | |
| Rep | 证券交易 | 2022-10-31 | 2022-12-31 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2016-10-11 | 2020-11-16 |
| Rep | 期货合约交易 | 2016-07-13 | 2020-11-16 | |
| RO | 期货合约交易 | 2011-11-22 | 2013-06-11 | |
| Rep | 期货合约交易 | 2011-05-30 | 2011-11-22 | |
| Rep | 证券交易 | 2011-05-30 | 2013-06-11 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2004-08-17 | 2011-02-26 |
| Rep | 证券交易 | 2004-07-13 | 2011-02-26 | |
| FT Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-03-09 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-03-09 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-03-09 | |
| Rep | 证券交易 | 2003-04-01 | 2004-03-09 |
已采集记录中暂无金管局登记。