| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2020-04-24 | 2024-08-05 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就证券提供意见 | 2015-12-09 | 2016-04-29 |
| Rep | 证券交易 | 2015-12-09 | 2016-04-29 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2013-08-02 | 2015-08-31 |
| Rep | 证券交易 | 2013-08-02 | 2015-08-31 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2011-04-28 | 2013-01-24 |
| Rep | 证券交易 | 2011-04-28 | 2013-01-24 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2008-03-12 | 2010-10-20 |