| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2011-06-14 | 2012-07-06 |
| Rep | 证券交易 | 2011-06-14 | 2012-07-06 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2011-06-02 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-02-14 | 2011-06-02 |
| Rep | 证券交易 | 2006-02-14 | 2011-06-02 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2006-02-14 | 2010-12-06 |
| Rep | 期货合约交易 | 2006-02-14 | 2010-12-06 |