| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2022-01-10 | 2022-05-11 |
| Rep | 证券交易 | 2021-12-28 | 2022-05-11 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2019-03-28 | 2021-12-24 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2016-12-13 | 2019-02-22 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2014-09-23 | 2016-09-22 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2011-06-29 | 2012-09-05 |
| Rep | 证券交易 | 2011-06-29 | 2012-09-05 |